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Morgan Stanley
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New York, New York
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model overlay assessment to senior management and Review and Challenge meetings. Responsible for data ... the Currency (OCC), including CCAR result analysis. Coordinate and present audit walk-throughs
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Morgan Stanley
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New York, New York
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the Regulatory and Audit Oversight Group and be based in New York, NY.
*Regulatory Exam Support ... remediation activities
Internal Audit Oversight:
• Collaborate with stakeholders to confirm
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Morgan Stanley
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Purchase, New York
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reporting for senior management.
- Escalate potential risk issues associated with new and existing account ...
- Minimum 7 years of experience in financial crimes/AML compliance testing, Audit or similar related QA/QC
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Morgan Stanley
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Purchase, New York
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and assesses operational risk.
• Support with both internal (Internal Audit) and external (Regulatory ... ; preferably in a highly regulated environment. Experience in operations, finance, compliance, or audit is a
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Morgan Stanley
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New York, New York
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business lines, Legal/Risk/Compliance, and senior Firm leadership to drive initiatives to completion ... requirements, assumptions, changes in scope etc. associated with project and establish an audit trail to
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Morgan Stanley
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Purchase, New York
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implementations.)
* Develop concise and effective presentations for senior leadership.
* Support ad-hoc ... Leaders, Second Line, Technology, and Internal Audit.
* #LI-AJ1
*Required Experience
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Morgan Stanley
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New York, New York
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socialization of related internal policies/procedures
* Develop and compile periodic reporting to senior
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