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Citigroup
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Kowloon,
Hong Kong
...
within the risk governance framework.
Monitoring adherence to Citi’s Compliance Risk Policies and ... , investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice
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Citigroup
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Kowloon,
Hong Kong
...
perimeter (including digital asset regulatory developments); activities models; legal entity strategy ... -wide regulatory, control, and governance driven initiatives and business change projects; legal
...
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Citigroup
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Hong Kong,
Hong Kong
...
A Risk and Control mindset
A good working knowledge of the local JANA/AS regulatory environment ...
Strong understanding of financial concepts
Key Responsibilities:
**Governance, Risk
...
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Citigroup
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Kowloon,
Hong Kong
...
Manage all RRP related governance forums, regulatory meeting preparations, and executive updates ... businesses and disciplines including controllers, financial planning and analysis, strategy, investor
...
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S&P Global
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Hong Kong,
Hong Kong
...
North Asia Sales, Software and Regulatory Compliance
We are seeking a dynamic and experienced ... regulatory compliance products. The ideal candidate will have a proven track record in sales leadership, a
...
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S&P Global
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Central,
Hong Kong
...
, regulatory agency, trade association, or other government role as well as a demonstrated ability to grasp ... internal teams on the implications of regulatory developments on products and services, working with a
...
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Morgan Stanley
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Hong Kong,
Hong Kong
...
.morganstanley.com.
_About the Role_
The Business Control Unit (BCU) Risk Management team operates within ... structuring and implementing the risk management framework.
_Key Responsibilities_
Key Risk
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Morgan Stanley
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Hong Kong,
Hong Kong
...
environment for risk management and governance.
_Key Responsibilities_
Identify risks and emerging ... _*
At least 12 years' relevant experience in 1st, 2nd or 3rd lines IT risk and control experience with a
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Morgan Stanley
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Hong Kong,
Hong Kong
...
with client profiles, investment objectives and risk appetite
- Advise and develop investment strategy that aims to meet clients’ objectives, needs as well as risk profiles
- Contribute to sales and
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Citigroup
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Kowloon,
Hong Kong
...
related enquiries.
Ensure effective governance of tasks and processes with reference to internal policy and regulatory requirements
Engage with Business, AML, Compliance, and Legal stakeholders to
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RELX INC
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Hong Kong
...
proposals
Build a retention strategy by account that maximizes renewal opportunity and minimizes risk ...
LexisNexis Legal & Professional, part of RELX Group, is a leading global provider of legal, regulatory, and
...
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Citigroup
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Kowloon,
Hong Kong
...
and take appropriate action to optimize risk-reward outcome. Ensure adequate resources are in place ... compliance with credit policies, operating procedures and local regulatory requirements through effective
...
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Citigroup
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Kowloon,
Hong Kong
...
Bank’s Complaint Handling Policy, related policies of regulatory bodies and Compliance & Control ... concerned parties to drive for improvement
Appropriately assess risk when business decisions are made
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Manulife
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Hong Kong
...
directly reporting to local country head of IT controls & governance under CIO office. It will work closely ... , sampling and evidence requirements. Risk and Control self-assessment
Understanding of legal and
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Citigroup
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Kowloon,
Hong Kong
...
credit assessment activities (including client profiling assessment, credit risk analysis, credit ... ) to ensure compliance with the regulatory requirement, prevailing policy, and procedure
credit
...
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Citigroup
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Kowloon,
Hong Kong
...
Perform credit assessment activities (including client profiling assessment, credit risk analysis, credit ... ) to ensure compliance with the regulatory requirement, prevailing policy, and procedure
Provide
...
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Citigroup
-
Kowloon,
Hong Kong
...
Perform credit assessment activities (including client profiling assessment, credit risk analysis, credit ... ) to ensure compliance with the regulatory requirement, prevailing policy, and procedure
Provide
...
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Citigroup
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Kowloon,
Hong Kong
...
practice and precedence
Monitor controls based on regulatory and reporting requirements
Delivery ... accordance with established guidelines
Appropriately assess risk when business decisions are made
...
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Citigroup
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Hong Kong,
Hong Kong
...
Bank
Maintain full understanding of client goals and risk tolerance to ensure that financial ... illegal or improper transactions, complying with all regulatory policies and control procedures regarding
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Citigroup
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Hong Kong,
Hong Kong
...
Bank
Maintain full understanding of client goals and risk tolerance to ensure that financial ... illegal or improper transactions, complying with all regulatory policies and control procedures regarding
...
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Citigroup
-
Hong Kong,
Hong Kong
...
Bank
Maintain full understanding of client goals and risk tolerance to ensure that financial ... illegal or improper transactions, complying with all regulatory policies and control procedures regarding
...
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Citigroup
-
Hong Kong,
Hong Kong
...
Bank
Maintain full understanding of client goals and risk tolerance to ensure that financial ... illegal or improper transactions, complying with all regulatory policies and control procedures regarding
...
