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SMBC
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New York, New York
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banking & finance industry to work within the Internal Audit Department.
The Audit Manager will ... / guidance for a Bank Holding Company.
Understanding of audit techniques, internal controls, and
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SMBC
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New York, New York
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banking & finance industry to work within the Internal Audit Department.
The Audit Manager will ... Management (SR 11-7)).
Understanding of audit techniques, internal controls, and workpaper standards
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SMBC
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New York, New York
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familiarity with audit techniques, internal controls, and workpaper standards.
Advanced Degree (Master’s ... are looking for an experienced audit manager who will lead model and model risk audits from the 3LOD
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SMBC
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White Plains, New York
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SMBC is seeking an experienced Audit Manager - IT Infrastructure (Vice President) with 7-10 years’ experience to work within the Internal Audit Department, Americas Division. The individual will evaluate
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SMBC
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New York, New York
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and identify metrics for evaluating performance of relevant controls
Serve as manager and mentor ... , including tracking deliverables to internal audit and Monitoring & Testing
Build and develop
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SMBC
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New York, New York
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audit activities in support of business audits, to include internal controls in key technology risk ... audit procedures for key business applications supporting business process audits.
The individual
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SMBC
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New York, New York
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compliance with regulatory expectations. Maintain policies and procedures and controls to ensure CoI framework meets regulatory expectations.
Oversee CoI managed by the CR for the business lines. Review
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SMBC
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New York, New York
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liaison to business opportunities with new and existing clients in alignment with the team's goals and ... portfolio. The team leader is expected to contribute to leading the internal execution and risk management
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SMBC
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New York, New York
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risk management process and controls, industry practices, and frameworks (e.g., NIST, ISO ... of Defense (LOD) in its role of monitoring and assessing business practices, security, and technology
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SMBC
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New York, New York
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Internal Audit during compliance related examinations / audits related to coverage area.
Research and ... coverage area or process with a large amount of independence. Incumbents are typically referred to as
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SMBC
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New York, New York
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the leading global banks in Japan. Our Capital Markets business is an established derivatives dealer ... internal and external clients to help facilitate the onboarding and ongoing client maintenance processes
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SMBC
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New York, New York
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efficacy of internal controls and direct oversight of assigned staff and their assignments.
Performs ... Internal Audit background
Able to work independently on projects with little oversight
Able to
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SMBC
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New York, New York
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banks in Japan. Our Capital Markets business is an established derivatives dealer with a broad product ... .
Role Objectives
Engage internal and external clients to help facilitate the onboarding and
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SMBC
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New York, New York
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, deploying, and operating technical security controls as they related to virtual machines, storage, key vault ... resources from malicious internal and external threats by providing additional preventative, detective and
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SMBC
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White Plains, New York
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impacting controls and audits are addressed
Engage with Internal Audit Department, IT Risk and Control ... responses to requests from the Regulatory Liaison team, Internal Audit Department and external auditors. The
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