Job Information
Brown-Forman Senior Director of Compliance in Louisville, Kentucky
Meaningful Work From Day One:
The Director of Compliance is responsible for the continued development, implementation, and
enforcement of the Brown-Forman corporate compliance program, which promotes employees to “live
our values” and prevents and addresses illegal, unethical, or improper conduct. This position sets the
corporate compliance strategy, while serving as the primary ambassador for compliant behavior and
overseeing all compliance matters. This position also engages with Executive and Business leaders to drive
“Tone at the Top”, manages whistleblower escalations, and conducts confidential investigations.
What You Can Expect:
Be the recognized Leader for the compliance program.
Chair Code of Conduct Compliance Subject Matter Experts team that is responsible for Company’s
Code of Conduct.
Lead in the creation of policies, processes and procedures in respect of the Company’s Code of
Conduct and compliance program.
Ensure that applicable policies and procedures are comprehensive, robust, and current, reflecting
the organization’s evolving business policies, processes and risks.
Lead the global communication plan for policies and procedures related to compliance.
Oversee and provide company-wide training on relevant compliance topics, in cooperation with
internal resources (HR, internal training group and subject matter experts).
Conduct risk assessments and identify potential areas of compliance vulnerability and risk; develop
and implement corrective action plans for resolution of problematic issues and provide guidance
on how to avoid or deal with similar situations in the future.
Serve as an integrated business advisor to execute the process for the conduct and oversight of due
diligence investigations of red flags within Brown-Forman’s business transactions by collaborating
with the business to proactively determine risks and mitigate those risks.
Execute the process for the conduct and oversight of due diligence investigations of third parties
with which the Company does or may seek to do business. Advise with respect to
compliance-related issues in written agreements with third parties. Oversee vendor compliance
audits.
Lead in the creation, maintenance, and communication of policies to encourage employees to
identify wrongdoing of which they are aware, including policies to ensure that such employees do
not experience retaliation.
Lead the development and administration of global processes and protocols for investigating and,
where necessary, addressing alleged violations of the Code of Conduct. Work with and clarify the
roles and responsibilities of other corporate functions in conducting investigations and addressing
Code violations (Finance, Internal Audit, Human Resources, Regional management, and others as
necessary.)
Provide reports on a regular basis, and as directed or requested, to keep senior management, the
Audit Committee of the Board, and the full Board of Directors informed of the operation and
progress of compliance efforts.
Monitor the performance of the compliance program on a continuous basis and take appropriate
steps to improve its effectiveness. Assess the adequacy of staffing and other resources devoted to
compliance.
Ensure personal continued development to stay current on compliance trends via continued
education, benchmarking, or networking.
What You Bring to the Table:
Experience: A minimum of 10 years of applicable experience
Education: Juris Doctor from a top-ranked law school
Concentration in compliance, litigation, investigation, or prosecution.
In-house experience implementing and advising in respect of the compliance program at a
publicly-listed company doing business multi-nationally, including in emerging markets.
Ability to develop an innovative, positive approach to compliance matters in support of strategic
business initiatives and objectives.
Persuasive presentation, interpersonal, and counseling skills.
Excellent written and oral communication skills
Ability to work with minimal supervision and to prioritize conflicting demands
Demonstrated ability to develop creative solutions that engrain a robust compliance environment
in the Company culture while understanding and taking account of business goals and objectives.
Knowledge of, or willingness to learn and develop expertise related to, the beverage alcohol
industry.
Project management experience; ability to supervise and manage outside counsel relationships.
Experience working with diverse populations.
What Makes You Unique
Former US Department of Justice or SEC enforcement experience
Experience in anti-corruption compliance, including the FCPA and the UK Bribery Act
Experience working outside the United States, including in emerging markets.
Who We Are
We believe great people build great brands. And we know there is Nothing Better in the Market than a
career at Brown-Forman. Being a part of Brown-Forman means you will grow both personally and
professionally. You will have the opportunity to solve problems, seize opportunities, and generate bold
ideas. You will belong to a place where teamwork matters and where you are encouraged to bring your best
self to work.
Many Spirits, One Brown‑Forman- We believe that an inclusive culture, one that values the
diversity and unique perspective of each individual, allows us each to bring our best self to work
and leads to greater teamwork, creativity, and trust.
Cultivating a Caring Culture - We know that our strong culture is one of the many reasons people
love working at Brown‑Forman.
Nothing Better- At Brown‑Forman, we craft products known for bringing people together. Our
employees have made us what we are today and are the reason for our success. Do not just take our
word for it. Brown‑Forman is consistently recognized as a Great Place to Work® in countries around
the world.
What We Offer
Total Rewards at Brown-Forman is designed to engage our people to ensure sustainable and profitable
growth for generations to come. As a premium spirits company, we offer equitable pay structures for
individual and company performance alongside a premium employee experience. We offer a range of
premium benefits that reflect our company values and meet the needs of our diverse workforce.
Brown-Forman Corporation is committed to equality of opportunity in all aspects of employment. It is the policy of Brown-Forman Corporation to provide full and equal employment opportunities to all employees and potential employees without regard to race, color, religion, national or ethnic origin, veteran status, age, gender, gender identity or expression, sexual orientation, genetic information, physical or mental disability or any other legally protected status.
Business Area: Global Legal & Risk Management
Function: Legal
City: Louisville
State: Kentucky
Country: USA
Req ID: JR-00007771
Brown-Forman
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