Position Overview

This position will report directly to the Head of the London Middle Office, with the prime focus on all European regulations (MiFID II Transaction and Trade Reporting, EMIR I (Bi-lateral Broker Reconciliation), EMIR (DTCC Transaction Reporting Reconciliation), but mainly responsible for the FundRecs platform.

Primary Responsibilities

• Responsible for the Regulatory oversight for: -

• MiFID II Transaction Reporting (UnaVista)

• MiFID II Trade Reporting (TRAX/Aladdin)

• EMIR Transaction Reporting Reconciliation (FundRecs)

• EMIR ReFit 2024

• EMIR Bilateral Reconciliation (TriResolve)

• ASIC Transaction Reporting (FundRecs)

• MAS Transaction Reporting (FundRecs

• Ability to work with regulator enquires

• Onboard new portfolios onto the TriResolve & FundRecs

• Partner with Brokers on new delegated reporting agreements

• Provide monthly MI

• Update to date with regulatory market knowledge and changes

Key Requirements / Qualifications (essential unless stated)

• MiFID II and EMIR/ASIC/MAS regulations (essential)

• Aladdin knowledge

• Fast learner and with a passion to perform

• Good team player

• Prioritizations and multi-tasking skills

• Good attention to detail with risk mitigating abilities

Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact onlineaccommodations@nb.com .

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Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the firm manages $481 billion in client assets (as of June 30, 2024) across a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity and hedge funds—on behalf of institutions, advisors and individual investors globally.

Tenured, stable and long-term in focus, the firm has built a diverse team—including 750-plus investment professionals and more than 2,800 employees in total—united in their commitment to delivering client outcomes and investment excellence. It is our people who define our culture and have enabled us to be recognized by Pensions & Investments as the first or second "Best Place to Work in Money Management” for last eight consecutive years (firms with 1,000+ employees).

Neuberger Berman believes strongly that all employees are entitled to be treated with respect and dignity, and to work in a professional and safe environment. These values are the cornerstone of our firm. We prohibit any form of harassment, whether mental, verbal or physical. We do not tolerate the support of terrorist groups, acts of terrorism, or threats of violence. All who wish to be employed by the firm are expected to uphold these principles.

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