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JPMorgan Chase
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Fayetteville, New York
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active Securities Industry Essential (SIE) exam
A valid and active Series 66 (63/65), and Life and ... employment
Unlicensed or partially licensed hires will hold the Private Client Investment Associate
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RBC
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Bainbridge Island, Washington
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advisors more efficient and effective
Series 7 and 66 (or 63/65) licenses, or the ability to get licensed ... a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors
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WesBanco Bank, Inc
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Columbus, Ohio
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Life & Health preferred.
Series 6 or 7, and 63 and 65 or 66 preferred.
Job Description
Summary:
The ... Job Title - Department
Licensed Sales Assistant - Securities Administration
Location
This position
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NORTHWEST BANK
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Bellevue, Pennsylvania
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Series 63
Series 65 or Series 66
#LI-JB1
The contractor will not discharge or in any other manner ... with clients and completing client service requests. This individual also conducts securities
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JPMorgan Chase
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Ardsley, New York
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Glenview, Illinois
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Winnetka, Illinois
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... Industry Essential (SIE) exam
A valid and active Series 66 (63/65), and Life and Health Insurance
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JPMorgan Chase
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New York, New York
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Santa Clara, California
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Dublin, Ohio
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Columbus, Ohio
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Paramus, New Jersey
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Poughkeepsie, New York
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Brooklyn, New York
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Sherman, Texas
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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JPMorgan Chase
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Cicero, New York
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Private Client Investment Associate in J.P. Morgan Wealth Management, you will provide client service ... valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60
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Thrivent Financial
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Washington,
United States
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Licensed: Securities registration required- SIE, Series 7 and 66 (or 7, 63 & 65); Life, Health, and ... Associate. By joining our existing team, you can leverage the skill set of a top producing veteran financial
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Atria Wealth Solutions
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San Rafael, California
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Series 7, 63, 65 and/or 66 and California Life/Health Insurance License.
Education ... employees, too. Our work environment is built on service and trust. It's all possible with a leadership team
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TD Bank
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White Plains, New York
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Licensed: Series 7, 63 + 65 or 66
Understanding of HNW client needs and products and services ... smaller balances with TD. The Associate Private Client Relationship Manager I will serve as the central
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TD Bank
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New York, New York
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Licensed: Series 7, 63 + 65 or 66
Understanding of HNW client needs and products and services ... smaller balances with TD. The Associate Private Client Relationship Manager I will serve as the central
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WesBanco Bank, Inc
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Cincinnati, Ohio
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and FINRA SIE, Series 7 and 66 (or 63 and 65) required.
Knowledge of core investment products ... , Series 7 and 66 (or 63 and 65) required.
Knowledge of core investment products including fixed and
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RBC
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Greenwood Village, Colorado
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Registered Client Associate,
you must have an active Series 7 and 66 (or Series 63 and 65) on day one
of emp ... effective
Series 7 and 66 (or 63/65) licenses
Ability to adapt to a rapidly changing business and technology
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Morgan Stanley
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Sandy, Utah
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Licenses:
o Series 7
o Series 66 (OR Series 63 and 65) OR Series 63
o Series 9 and Series 10 ... part of our culture.
This department provides service support to participants with inquiries related
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KeyBank NA
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Akron, Ohio
...
)
Licenses and Certifications
FINRA 7 and 66 (or 63 & 65) (preferred)
Tactical Skills
Excellent client ... investment solutions. The Associate Relationship Manager (ARM) is at the center of this client promise by
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COMERICA MANAGEMENT CO INC
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BLOOMFIELD HILLS, Michigan
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diploma with 4 years of Financial/Retail experience
* Series 7 and Series 63 licenses required
* Willingness and ability to obtain FINRA Series 66 or 65, and resident state appropriate insurance and annuity
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PNC
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Modesto, California
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)
Licenses
FINRA Series 7 and 66 (or 63,65) required. Life and Health Insurance required ... our values and helping our advisors build their future.
FINRA series 7 & 66 (or combination of
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PNC
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Shively, Kentucky
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Series 7/66 (63/65). Life & Health Insurance required.
Consults on investment and insurance ... insurance book of business. Owns the client experience, efficiently handling sales and service, identifying
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PNC
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Saginaw, Michigan
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our values and helping our advisors build their future.
FINRA series 7 & 66 (or combination of series 63 / 65) and Life, Health & Accident Insurance are required
**Job
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PNC
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Bay City, Michigan
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our values and helping our advisors build their future.
FINRA series 7 & 66 (or combination of series 63 / 65) and Life, Health & Accident Insurance are required
**Job
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KeyBank NA
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Canton, Ohio
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)
Licenses and Certifications
FINRA 7 and 66 (or 63 & 65) (preferred)
Tactical Skills
Excellent client ... and investment solutions. The Associate Relationship Manager (ARM) is at the center of this client
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