EY Financial Services Assurance - Financial Accounting Advisory Services (ICRA) – Manager in Hong Kong, China

Financial Services Assurance - Financial Accounting Advisory Services (ICRA) – Manager


Requisition # HON002VM

Post Date Nov 09, 2018

Internal Controls and Regulatory Assurance (ICRA) team sits within our Assurance - Financial Services Organisation and is a fast growing and developing group globally and in Hong Kong. It offers you a dynamic and continuously changing portfolio as we respond to, and foresee client needs on an ongoing basis.

Job summary:

Within EY's Assurance service line, ICRA professionals provide:

  • Internal control review & assurance services (including ISAE 3402, ISAE 3000 reports)

  • Services relating to SFC/HKMA Inspection ( including pre or post inspection assurance/attestation)

  • Services relating to regulatory licensing (including application assurance/attestation)

  • Regulatory filing and reporting

Main responsibilities:

· Lead engagements and take ownership on work streams on engagements.

· Working as part of a larger team and day to day communication with clients

· Taking responsibility for the conduct of reviews and preparation of reports according to EY methodology, making oral presentations of findings/recommendations to client’s management team(s)

· Identifying the impact of forthcoming regulatory change, and support clients on the potential impact.

· Supporting technical analysis and becoming a subject matter expert on topics

· Identifying and documenting key systems and controls for demonstrating compliance with applicable SFC/HKMA regulations.

· Developing opportunities and winning new business, through marketing and sales activities and continuous client relationship programmes

· Networking with clients, prospective clients and internally across EY

· People development, mentoring and coaching, including management of client facing teams

· Technical research, responding to consultation papers from relevant regulatory bodies, participating in the development of EY thought leadership materials


  • Knowledge and experience within the Wealth and Asset management or Banking and Capital Markets sector, with a strong understanding of the regulatory challenges within the Hong Kong/Greater China market

  • Detailed understanding of the SFC or HKMA requirements

  • Experienced in performing controls and assurance related regulatory projects

  • Drive and ambitious individual to win work, entrepreneurial about building a business

  • Strong report writing skills and excellent communication/presentation skills

  • Experience with regulatory bodies ideal.

  • Proficiency in Putonghua is an advantage