-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
manner.
· Liaise with other stakeholders (compliance/IT/BU) when a new regulatory report is ... work with team and IT on enhancements and testing.
· Ensure compliance with risk policies
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
processing platforms and system enhancements
* Working with legal/compliance, IT and project teams to
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
exceptions to AML/Compliance and Business manager for further review and discussion; conduct Enhanced Due ... stipulated by Compliance. The ideal candidate would have experience working in Compliance / AML onboarding
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
primary contact point to the fund manager for investor related information.
* Act as a contact point for ... queries.
* Collaborate with internal departments such as legal, compliance, accounting to address client
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
Strategists, Business Unit Risk Management, Compliance, Technology and Operations
- Partner with other risk
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
professionals that support the Legal and Compliance Division.
Key Responsibilities
* Managing aspects of the ...
* Representing Legal and Compliance on certain Divisional and Regional committees and communities of practice
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
Compliance provide a wide range of services to our business units. They might help to structure a complex and
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
compliance with all credit policies and procedures;
• Liaise with Morgan Stanley’s global WM Credit
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
and Client Onboarding (“FCRCO”) Team is embedded within the Firm’s business line. It is responsible ... and oversee the day-to-day activities and AML compliance responsibilities of the ISG FCRCO team
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
requests from internal clients including Compliance where required
Actively engage with business, client onboarding teams, Compliance and Operations during the life cycle of the review starting from a request is
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
substantiation
-Understand relevant internal policies and accounting standards and ensure compliance in various
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
objectives, from client book development, sales /financials, to upholding risk/compliance culture
- Have a ... Management*
Title: *Private Wealth Management Asia, Relationship Manager, Greater China Team
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
investment risk profile to ensure they are current and in compliance with internal KYC policy and regulatory ... Services Manager*
Location: Non-Japan Asia-Hong Kong-Hong Kong-Hong Kong
**Requisition ID
...
-
Morgan Stanley
-
Hong Kong,
Hong Kong
...
reconciliations between clients and their custodians
• Perform account closing procedures and ensure compliance ... other
Global locations
• Review and approve portfolio valuations to ensure compliance with Fund
...