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Bank of America
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Charlotte, North Carolina
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, rules, and regulations that have enterprise-wide applicability, affecting every Front-Line Unit and ... supervisors as to the requirements of the Associate Investment Policies as they relate to employee outside
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Bank of America
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Charlotte, North Carolina
...
, rules, and regulations that have enterprise-wide applicability, affecting every Front-Line Unit and ... supervisors as to the requirements of the Associate Investment Policies as they relate to employee outside
...
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Bank of America
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Charlotte, North Carolina
...
for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring ... .
Responsibilities:
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to
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Bank of America
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Charlotte, North Carolina
...
required) test results and required remediation to the Front Line Units/Control Functions
Identify and ... responsible for driving and executing on internal control discipline and operational excellence within a Line
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Bank of America
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Charlotte, North Carolina
...
build, lead and manage the implementation of horizontal risk and control programs in the front line unit ...
Develop and implement reporting routines, including exception based reporting to front-line unit
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Bank of America
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Charlotte, North Carolina
...
operational risk oversight for a Front-Line Unit, Control Function, and/or Third Parties. Key responsibilities ... operational risk oversight of Front-Line Unit or Control Function performance and any related third party
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Bank of America
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Charlotte, North Carolina
...
compliance and operational risk oversight for a Front-Line Unit, Control Function, and/or Third Parties. Key ... and operational risk oversight of Front-Line Unit or Control Function performance and any related
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Bank of America
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Charlotte, North Carolina
...
the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational ... development and maintenance of financial crimes owned policies and standards, and reviews relevant Front Line
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Bank of America
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Charlotte, North Carolina
...
operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities ... Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and
...
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Bank of America
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Charlotte, North Carolina
...
operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities ... Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and
...
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Bank of America
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Charlotte, North Carolina
...
compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key ... of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and
...
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Bank of America
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Charlotte, North Carolina
...
compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key ... and operational risk oversight of Front Line Unit or Control Function performance and any related
...
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Bank of America
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Charlotte, North Carolina
...
:**
Assesses risks and effectiveness of Global Markets Risk and Financial Risk Front Line Unit (FLU) processes ... compliance and operational risk oversight of Front Line Unit or Control Function (“FLU/CF”) performance and
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Bank of America
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Charlotte, North Carolina
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front line unit issue remediation progress and coordinates issue validation activities, as needed ... portfolios
Maintains communication with 1st and 2nd line business partners, including communication of
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Bank of America
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Charlotte, North Carolina
...
to regulators and/or law enforcement. This role may partner with GFC Risk Management, front line ... and/or law enforcement
• Partners with GFC Management, front line units (“FLU”) or other
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Bank of America
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Charlotte, North Carolina
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activities to provide independent compliance and operational risk oversight of Front Line Unit or Control ... . Join us!
Job Description:
This job is responsible for executing second line of
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Bank of America
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Charlotte, North Carolina
...
activities to provide independent compliance and operational risk oversight of Front Line Unit or Control ... !
Job Description:
This job is responsible for executing second line of defense compliance and
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Bank of America
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Charlotte, North Carolina
...
activities to provide independent compliance and operational risk oversight of Front Line Unit or Control ... . Join us!
Job Description:
This job is responsible for executing second line of
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Bank of America
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Charlotte, North Carolina
...
oversight of Front Line Unit or Control Function (“FLU/CF”) performance and any related third party/vendor ... second line of defense compliance and operational risk oversight for Global Markets Risk and Financial
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Bank of America
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Charlotte, North Carolina
...
oversight of Front Line Unit or Control Function (“FLU/CF”) performance and any related third party/vendor ... second line of defense compliance and operational risk oversight for Global Compliance and Operational
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Bank of America
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Charlotte, North Carolina
...
front line unit responses for regulatory exams, internal audits, and other monitoring and inspection ... .
• Leading or participating with work team developing updates to any Front Line Until (FLU) procedures for
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Bank of America
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Charlotte, North Carolina
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operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities ... Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and
...
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Bank of America
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Charlotte, North Carolina
...
to the Chief Compliance and Operational Risk (“C&OR”) Officers of the Front Line Units (“FLU”) and ... oversee day-to-day Front Line Unit (FLU) interaction as well as strategic projects across the team. The
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Bank of America
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Charlotte, North Carolina
...
front line unit, control function and enterprise level.
The Testing Manager IC proactively manages the relationship with external consultants, front line unit (FLU) /Control Function (CF
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Bank of America
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Charlotte, North Carolina
...
compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance ... relevant Front Line Units/Control Functions-owned policies and standards to ensure that regulatory
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Bank of America
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Charlotte, North Carolina
...
, when necessary, by the Front Line Units.
Lead deep dives to identify issues not captured by ... & challenge the Line of Business
Define the Liquidity Risk Limits and Early Warning Indicators (EWI); up
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Bank of America
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Charlotte, North Carolina
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mitigating risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders ... activities to provide independent compliance and operational risk oversight of Front Line Unit or Control
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Bank of America
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Charlotte, North Carolina
...
, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU ... and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any
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Bank of America
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Charlotte, North Carolina
...
operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities ... Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and
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Bank of America
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Charlotte, North Carolina
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role is to ensure the GPS Front Line Unit adheres to the requirements of the Policy and Standards and ... Contract Management has mandated a policy and related standards necessary for each Line of Business to
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