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23 Jobs in Charlotte, NC

  • Senior Counsel - Americas

    Hyster-Yale Group - Charlotte, North Carolina
    ... Employment Type Full time Work Hours 40 Travel Required **Primary ... requests for proposals. Dealer Agreements:Negotiate, draft, and conclude dealer agreements and advise ...
  • Senior Lead Compliance Officer

    Wells Fargo - CHARLOTTE, North Carolina
    ... eligible full- and part-time employees with a comprehensive set of benefits designed to protect their ... Corporate Risk as part of Swap Dealer & Futures Commission Merchant Compliance. Learn more about the ...
  • Senior Compliance Officer - Broker/Dealer

    Truist - Charlotte, North Carolina
    ... on date of hire and by full-time or part-time status) during their first year of employment, along ... full-time or part-time status, position, and division of work. **_Truist supports a diverse ...
  • Financial Services - Regulatory Compliance - Capital Markets - Senior

    EY - Charlotte, North Carolina
    ... . Full-time employment Your key responsibilities Consistently deliver quality client ... experience with capital markets and/or broker dealer regulatory compliance or a graduate degree and ...
  • GCO Senior Risk Advisory Manager - CIB

    Truist - Charlotte, North Carolina
    ... 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during ... which you apply, based on full-time or part-time status, position, and division of work ...
  • GCO Senior Risk Advisory Manager I - Investment Banking Coverage, Capital Markets Origination and Syndicate

    Truist - Charlotte, North Carolina
    ... 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during ... which you apply, based on full-time or part-time status, position, and division of work ...
  • Fin Services Risk Managem Adv - FSRM - Sector Comp - FSO - Manager - Multiple Positions - 1500793

    EY - Charlotte, North Carolina
    ... . Cultivate business development opportunities. Full time employment, Monday – Friday, 40-45 hours per ... OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital ...
  • Financial Services - Regulatory Compliance - Capital Markets - Manager

    EY - Charlotte, North Carolina
    ... career at a market leader. Full-time employment Your key responsibilities Leading ... years of work experience with capital markets and/or broker dealer regulatory compliance or a graduate ...
  • Financial Services - Regulatory Compliance - Capital Markets - Senior Manager

    EY - Charlotte, North Carolina
    ... career at a market leader. Full-time employment. Your key responsibilities Lead ... approximately 8 or more years of work experience with capital markets and/or broker dealer regulatory compliance ...
  • Associate General Counsel 1 - Litigator

    Truist - Charlotte, North Carolina
    ... also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part ... non-temporary position for which you apply, based on full-time or part-time status, position, and ...
  • Financial Services Capital Markets Senior Manager

    EY - Charlotte, North Carolina
    ... . Skills and attributes for success You will spend most of your time assisting on all phases of ... ability to travel - you will likely spend a significant amount of time on-site with our clients. Travel ...
  • Investment Product Sales Specialist (Remote Possible)

    Equitable - Charlotte, North Carolina
    ... Schedule : Full-time Description At Equitable, our power is in our people. We're individuals ... Specialist is an influential part of the Broker Dealer and RIA sales, responsible for enabling sales growth ...
  • Financial Services - Capital Markets - Senior Consultant

    EY - Charlotte, North Carolina
    ... success You will spend most of your time assisting on all phases of client delivery in an exciting ... likely spend a significant amount of time on-site with our clients. Travel may be international. Many ...
  • Financial Services - Capital Markets - Manager

    EY - Charlotte, North Carolina
    ... success You will spend most of your time assisting on all phases of client delivery in an exciting ... likely spend a significant amount of time on-site with our clients. Travel may be international. Many ...
  • CRM Administrator - Charlotte, NC

    The Raymond Corporation - Charlotte, North Carolina
    ... ) BENEFITS Full Time Associates are eligible for benefits after 30 days of employment. You may also enroll ... account clean-up/manage dealer verification report from Raymond · Data Management: Ensure ...
  • Lead Institutional Investment Operations Specialist; Shared Services Tax Operations

    Wells Fargo - CHARLOTTE, North Carolina
    ... ,000.00 - $179,200.00 Benefits Wells Fargo provides all eligible full- and part-time ... of processes completed by other team members Partner with vendors, Broker Dealer Operations ...
  • Wealth Business Analyst III (Hybrid - Flexible Location within Truist Footprint)

    Truist - Charlotte, North Carolina
    ... . Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or ... available for any non-temporary position for which you apply, based on full-time or part-time status ...
  • GCO Risk Advisor I

    Truist - Charlotte, North Carolina
    ... date of hire and by full-time or part-time status) during their first year of employment, along with 10 ... supervisory functions that are routinely associated with those of a retail broker/dealer and RIA supervising ...
  • Wealth Regional Supervisor

    Truist - Charlotte, North Carolina
    ... change from time to time. Supervisory responsibility for Broker Dealer activity including ... and by full-time or part-time status) during their first year of employment, along with 10 sick days ...
  • GCO Risk Advisor I

    Truist - Charlotte, North Carolina
    ... date of hire and by full-time or part-time status) during their first year of employment, along with 10 ... supervisory functions that are routinely associated with those of a retail broker/dealer and RIA supervising ...
  • In-House Litigation Attorney

    Equitable - Charlotte, North Carolina
    ... Organization : Equitable Schedule : Full-time Description At Equitable, our power is in our ... eligible employees, Equitable provides a full range of benefits. This includes medical, dental, vision, a ...
  • Front Office Trade Surveillance VP

    Truist - Charlotte, North Carolina
    ... and by full-time or part-time status) during their first year of employment, along with 10 sick days ... specific benefits available for any non-temporary position for which you apply, based on full-time or part ...
  • Wealth Central Supervision Specialist

    Truist - Charlotte, North Carolina
    ... 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during ... which you apply, based on full-time or part-time status, position, and division of work ...
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